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Raymond James Agrees to Pay $15 Million for Improperly Charging Retail Investors
Sep 18 - (Hedgeco.Net) The Securities and Exchange Commission today has instituted a settled order against three Raymond James entities for improperly charging advisory fees on inactive retail client accounts and charging excess commissions for brokerage cust

Two Broker-Dealers to Pay $4.65 Million in Penalties for Providing Deficient Blue Sheet Data
Sep 16 - (HedgeCo.Net) The Securities and Exchange Commission has announced that Stifel, Nicolaus & Co., Inc. has agreed to pay $2.7 million and BMO Capital Markets Corp. has agreed to pay $1.95 million to settle charges for providing incomplete and inacc
How Countries could Propagate Global Blockchain Adoption
By: David Drake
  By David Drake   Impact investing is increasingly being embraced by companies across the world. This investing model is proving worthwhile because it gives entrepreneurs an opportunity to develop solutions to real problems in their societ


Can Crypto-Wallets Drive Blockchain to Mass Adoption?
By: David Drake
  By David Drake   The mobile telephony sector has, in the past few years, experienced tremendous developments that have changed how users interact and do business around the world. These developments range from flexible designs and use of

Quant-based Start-up Research Analyst
NDVR, Inc. - Boston, MA
We are a group of scientists, technologists, and makers building a fintech startup with an insanely quantitative approach to investing. Our tight-knit team is headquartered in Boston, Massachusetts with a sizeable presence in Budapest, Hungary,...
Macro Trader Seeking Position
NA - Delray Beach, Florida
Macro Trader- experienced CTA, was ranked #1 CTA in the country, for a 2 year period.
Experienced marketer for fund of emerging hedge funds
Shaked Capital Advisors - Miami Beach, Florida
Experienced marketer sought for top ranked fund of emerging hedge funds. Multi liquid long/short asset focused. 8 year track record with net unlevered 11% annualized return, 125% cumulative return, 82% positive months, 1.6 Sharpe and 0.2 beta to...
SEC Investment Adviser Consultant
FrontLine Compliance, LLC - Rockville, Maryland
We are currently seeking a Senior Consultant with Investment Adviser regulatory compliance experience with an emphasis in private funds, either hedge funds or private equity. Additional experience with SEC registered or NFA/CFTC funds a plus....
Expat Professionals needed
SJ HEDGE FUND - Labuan, Labuan
SJ Hedge Fund is currently at a start up stage for a new portfolio. We are seeking dynamic executive personnel for 3 divisions including Forex, Stocks, bonds & long term securities. Interested candidates should send CVV and Potential candidates...
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