Tag Archives: sec RegD 506 ditmo private placements

SEC Preventing Private Placements

SEC Preventing Private Placements Pj de Marigny, DITMo Strategie Director, GARP, Southern California Chapter The SEC is considering a new rule preventing private placements to felons or “bad actors.” They are presently accepting comments. The rule is bad for two main reasons: 1 – Felons who in bad faith are raising money through exempted securities under 506 RegD are just […]