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Boeing to Pay $200 Million to Settle SEC Charges that it Misled Investors about the 737 MAX
Sep 23 - (HedgeCo.Net) The Securities and Exchange Commission has charged The Boeing Company and its former CEO, Dennis A. Muilenburg, with making materially misleading public statements following crashes of Boeing airplanes in 2018 and 2019. The crashes invo

Morgan Stanley Smith Barney to Pay $35 Million for Extensive Failures to Safeguard Personal Information of Millions of Customers
Sep 21 - (HedgeCo.Net) The Securities and Exchange Commission has announced charges against Morgan Stanley Smith Barney LLC (MSSB) stemming from the firm’s extensive failures, over a five-year period, to protect the personal identifying information, or PII,
  1. Sparkster to Pay $35 Million to Harmed Investor Fund for Unregistered Crypto Asset Offering
  2. SEC Charges Blockchain Promoter and Companies with $4 Million Fraud
  3. Loop Capital Markets Charged in First Action against Broker-Dealer for Violating Municipal Advisor Registration Rule
  4. VMware Hit with $8M Penalty and Charged with Misleading Investors by Obscuring Financial Performance
  5. Australia stocks slide 2%; Asian markets drop as investors weigh Fed hike

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The secret to how the NFT hype affects hedge funds
By: David Drake
The art and financial sector has been abuzz for the past months: the rise of NFTs or non-fungible tokens has been garnering attention and quite the sum. David Drake of LDJ Capital banks on Bitcoin to hit the $133,300 mark this 2021
By: David Drake
By: David Drake 2020 was a year full of unfamiliarities. COVID-19 was an uninvited visitor that barged itself into our lives and decided to wreak havoc on our fragile world. It caught all of us off-guard and forced us to accept this difficult reality
  1. Will bitcoin price hit $133,300 in 2021? David Drake says it’s possible and shares top 3 crypto predictions
  2. CFTC Guidance on CPO Delegation Process
  3. On The Rise: The Next Moguls like Donald Trump will come from the Crowd – but they will not be Crowdfunding
  4. SEC Provides Guidance on Testimonials and Social Media
  5. SEC Charges Men with Insider Trading on Information From Wives

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OFFICE MANAGER
Barrenjoey Capital LLC - New York, Manhattan
Barrenjoey Capital LLC, a securities and futures trading business is looking for a hard working, motivated person to fill an office management position within a dynamic business located in Manhattan. Initially part of a small team this position...
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