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SEC Obtains Emergency Relief to Halt Pre-IPO Stock Fraud Scheme by Unregistered Broker-Dealer
May 17 - (HedgeCo.Net) Defendants, including persons barred from the brokerage industry, allegedly sold shares they didn’t own, and pocketed more than $75 million. The Securities and Exchange Commission has announced that it obtained asset freezes and other

SEC Obtains Final Judgment Ordering Mastermind of International Fraud Scheme to Pay $52-Million
May 16 - (HedgeCo.Net) The Securities and Exchange Commission has announced that it obtained a final judgment against Canadian resident Frederick L. Sharp. In August 2021, the SEC charged Sharp with leading a fraudulent scheme that generated hundreds of milli
  1. Investment Adviser Sentenced to Nine-Years in Prison and hit with $47 Million in Restitution
  2. SEC Obtains Final Judgment Against Former Company CFO for Role in Ponzi Scheme
  3. SEC Obtains Final Judgment Against Michigan Investment Adviser for Fraud
  4. Bridgewater Associates ‘swaps’ Tesla for Chinese EV companies
  5. Intel shareholders reject executive pay

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The secret to how the NFT hype affects hedge funds
By: David Drake
The art and financial sector has been abuzz for the past months: the rise of NFTs or non-fungible tokens has been garnering attention and quite the sum. David Drake of LDJ Capital banks on Bitcoin to hit the $133,300 mark this 2021
By: David Drake
By: David Drake 2020 was a year full of unfamiliarities. COVID-19 was an uninvited visitor that barged itself into our lives and decided to wreak havoc on our fragile world. It caught all of us off-guard and forced us to accept this difficult reality
  1. Will bitcoin price hit $133,300 in 2021? David Drake says it’s possible and shares top 3 crypto predictions
  2. CFTC Guidance on CPO Delegation Process
  3. On The Rise: The Next Moguls like Donald Trump will come from the Crowd – but they will not be Crowdfunding
  4. SEC Provides Guidance on Testimonials and Social Media
  5. SEC Charges Men with Insider Trading on Information From Wives

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OFFICE MANAGER
Barrenjoey Capital LLC - New York, Manhattan
Barrenjoey Capital LLC, a securities and futures trading business is looking for a hard working, motivated person to fill an office management position within a dynamic business located in Manhattan. Initially part of a small team this position...
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Hedge Fund Compliance - NRS
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