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SEC Settles with Investment Adviser Who Failed to Disclose Conflicts of Interest and Misled Advisory Clients
Nov 25 - (HedgeCo.Net) The U.S. District Court for the Central District of California entered final judgments by consent against Craig Rumbaugh and two companies he owns and controls, Rumbaugh Financial, Inc. (RFI), a California-registered investment adviser,

SEC Charges E-Commerce Startup and CEO With Defrauding Investors
Nov 24 - (Hedgeco.Net) The Securities and Exchange Commission has charged a San Francisco-based e-commerce startup and its chief executive officer with misleading investors about purported contracts with well-known consumer brands. According to the SEC’s co
CFTC Guidance on CPO Delegation Process
By: CounselWorks LLC
Dear Friends, On May 12, 2014, the CFTC announced a streamlined approach for considering requests for no-action relief with respect to CPOs who delegate certain activities to a registered CPO (e.g. GPs of limited partnerships who delegate CPO authori

On The Rise: The Next Moguls like Donald Trump will come from the Crowd – but they will not be Crowdfunding
By: David Drake
By David Drake   Direct Public Offering, also known as Regulation A+, is poised to significantly bring down the cost of raising capital for businesses in the US when it becomes legal. And when it does, it could overshadow even its more popular regul

Shaked Capital Advisors - Miami Beach, Florida
Experienced marketer sought for top ranked fund of emerging hedge funds. Multi liquid long/short asset focused. 9 year track record with net unlevered over 11% annualized return, 164% cumulative return, 81% positive months, 1.7 Sharpe and 0.2...
seeking position as Macro Trader/Portfolio Manager
me - Delray Beach, FL
Experienced trading Precious Metals, Fixed Income, Forex, Stock Indices, and Options.
I am looking for Futures Execution broker/trader position. I have a book. Cap Intro.
Me - Chicago, IL
Director of Business Development-Futures Broker/Trader and GM Analyst
Quant-based Start-up Research Analyst
NDVR, Inc. - Boston, MA
We are a group of scientists, technologists, and makers building a fintech startup with an insanely quantitative approach to investing. Our tight-knit team is headquartered in Boston, Massachusetts with a sizeable presence in Budapest, Hungary,...
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