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SEC Charges New Defendant and Adds Whistleblower Impeding and Retaliation Claims in $149 Million Offering Fraud Case
Dec 2 - (HedgeCo.Net) The Securities and Exchange Commission filed an amended complaint against Adam Rogas, the former CEO of Las-Vegas-based NS8, Inc., who was previously charged with defrauding investors by falsely claiming millions of dollars in revenue f

CFTC Charges Former Broker with Paying Brokerage Kickbacks and Misappropriating Nonpublic Information
Nov 30 - (HedgeCo.Net) The Commodity Futures Trading Commission has issued an order simultaneously filing and settling charges against Lee Tippett, a former broker with Classic Energy, LLC, for participating in a scheme to pay kickbacks to Matthew Clark, a tr
  1. SEC Awards $20 Million to Whistleblower
  2. SEC Charges Unregistered Brokers That Facilitated More Than $1.2 Billion in Primarily Penny Stock Trades
  3. Goldman Sachs Asset Management Charged for Failing to Follow its Policies and Procedures Involving ESG Investments
  4. Investors sticking with hedge funds to protect assets
  5. Mark Cuban: Former FTX CEO Sam Bankman-Fried should be ‘afraid of going to jail’

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The secret to how the NFT hype affects hedge funds
By: David Drake
The art and financial sector has been abuzz for the past months: the rise of NFTs or non-fungible tokens has been garnering attention and quite the sum. David Drake of LDJ Capital banks on Bitcoin to hit the $133,300 mark this 2021
By: David Drake
By: David Drake 2020 was a year full of unfamiliarities. COVID-19 was an uninvited visitor that barged itself into our lives and decided to wreak havoc on our fragile world. It caught all of us off-guard and forced us to accept this difficult reality
  1. Will bitcoin price hit $133,300 in 2021? David Drake says it’s possible and shares top 3 crypto predictions
  2. CFTC Guidance on CPO Delegation Process
  3. On The Rise: The Next Moguls like Donald Trump will come from the Crowd – but they will not be Crowdfunding
  4. SEC Provides Guidance on Testimonials and Social Media
  5. SEC Charges Men with Insider Trading on Information From Wives

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OFFICE MANAGER
Barrenjoey Capital LLC - New York, Manhattan
Barrenjoey Capital LLC, a securities and futures trading business is looking for a hard working, motivated person to fill an office management position within a dynamic business located in Manhattan. Initially part of a small team this position...
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