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18 Defendants Charged in International Scheme to Manipulate Stocks Using Hacked US Brokerage Accounts
Aug 16 - (HedgeCo.Net) The Securities and Exchange Commission has charged 18 individuals and entities for their roles in a fraudulent scheme in which dozens of online retail brokerage accounts were hacked and improperly used to purchase microcap stocks to man

SEC Charges Broker-Dealer and Two Employees with Engaging in Unauthorized Securities Transactions
Aug 15 - (HedgeCo.Net) The Securities and Exchange Commission has charged broker-dealer Alpine Securities Corporation, its former Chief Executive Officer Christopher Doubek, and its current Chief Operations Officer Joseph Walsh with engaging in a series of un
  1. Angel Oak Capital Advisors Charged with Misleading Investors in $90 Million Fix-and-Flip Securitization
  2. SEC Awards More Than $16 Million to Two Whistleblowers
  3. Crown Bridge Agrees To Pay $9-Million to Settle SEC Charges
  4. Surgalign Holdings to Pay $2 Million to Settle Accounting and Disclosure Fraud Charges
  5. Former Platinum Partners hedge fund manager convicted of fraud

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The secret to how the NFT hype affects hedge funds
By: David Drake
The art and financial sector has been abuzz for the past months: the rise of NFTs or non-fungible tokens has been garnering attention and quite the sum. David Drake of LDJ Capital banks on Bitcoin to hit the $133,300 mark this 2021
By: David Drake
By: David Drake 2020 was a year full of unfamiliarities. COVID-19 was an uninvited visitor that barged itself into our lives and decided to wreak havoc on our fragile world. It caught all of us off-guard and forced us to accept this difficult reality
  1. Will bitcoin price hit $133,300 in 2021? David Drake says it’s possible and shares top 3 crypto predictions
  2. CFTC Guidance on CPO Delegation Process
  3. On The Rise: The Next Moguls like Donald Trump will come from the Crowd – but they will not be Crowdfunding
  4. SEC Provides Guidance on Testimonials and Social Media
  5. SEC Charges Men with Insider Trading on Information From Wives

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OFFICE MANAGER
Barrenjoey Capital LLC - New York, Manhattan
Barrenjoey Capital LLC, a securities and futures trading business is looking for a hard working, motivated person to fill an office management position within a dynamic business located in Manhattan. Initially part of a small team this position...
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