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SEC Charges CEO and Company with Defrauding First Responders and Others Out of Millions
Aug 5 - (HedgeCo.Net) The Securities and Exchange Commission announced charges against a San Antonio-area businessman and his company for running a multi-million dollar fraudulent scheme that victimized scores of investors, many of them retired San Antonio p

SEC Files Emergency Action to Halt Alleged Scheme Generating Nearly Half a Billion dollars.
Aug 3 - (HedgeCo.Net) The Securities and Exchange Commission today announced that it has filed an emergency action and obtained a temporary restraining order and an asset freeze to stop an alleged fraudulent scheme that has raised nearly half a billion dolla
CFTC Guidance on CPO Delegation Process
By: CounselWorks LLC
Dear Friends, On May 12, 2014, the CFTC announced a streamlined approach for considering requests for no-action relief with respect to CPOs who delegate certain activities to a registered CPO (e.g. GPs of limited partnerships who delegate CPO authori

On The Rise: The Next Moguls like Donald Trump will come from the Crowd – but they will not be Crowdfunding
By: David Drake
By David Drake   Direct Public Offering, also known as Regulation A+, is poised to significantly bring down the cost of raising capital for businesses in the US when it becomes legal. And when it does, it could overshadow even its more popular regul

Shaked Capital Advisors - Miami Beach, Florida
Experienced marketer sought for top ranked fund of emerging hedge funds. Multi liquid long/short asset focused. 9 year track record with net unlevered 11% annualized return, 153% cumulative return, 81% positive months, 1.6 Sharpe and 0.2 beta to...
seeking position as Macro Trader/Portfolio Manager
me - Delray Beach, FL
Experienced trading Precious Metals, Fixed Income, Forex, Stock Indices, and Options. Knowledgeable on Fundamentals and Technicals.
I am looking for Futures Execution broker/trader position. I have a book. Cap Intro.
Me - Chicago, IL
Director of Business Development-Futures Broker/Trader and GM Analyst
Quant-based Start-up Research Analyst
NDVR, Inc. - Boston, MA
We are a group of scientists, technologists, and makers building a fintech startup with an insanely quantitative approach to investing. Our tight-knit team is headquartered in Boston, Massachusetts with a sizeable presence in Budapest, Hungary,...
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Monday, October 26, 2020
Location: San Diego, CA
NRS Fall 2020 Compliance Conference, Manchester Grand Hyatt, San Diego CA

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