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Electric Vehicle Co. Hit with $11m Penalty for Allegedly Misleading Revenue Projections Ahead of SPAC Merger
Sep 29 - (HedgeCo.Net) The Securities and Exchange Commission has charged Denver-based Spruce Power Holding Corporation, the successor to XL Fleet Corp., for misleading investors about revenue projections that topped $1 billion within three years of going pub

Bruderman Asset Management and its Principal Charged for Failing to Disclose Misuse of Investment Funds
Sep 28 - (HedgeCo.Net) The Securities and Exchange Commission has announced that New York-based Bruderman Asset Management LLC (BAM) and its principal, Matthew J. Bruderman, agreed to settle charges related to their failure to disclose the misuse of proceeds
  1. Cash-flow’ podcaster made off with millions in Ponzi scheme, SEC alleges
  2. Goldman to Pay SEC $6 Million in Penalties for Providing Deficient Blue Sheet Data
  3. SEC Cracks Alleged Ponzi Scheme Generating over $15m from over 450 investors
  4. Bill Ackman on bonds and the biggest market calls from the annual Delivering Alpha summit
  5. Stock futures inch higher as S&P 500 and Nasdaq face worst month in 2023: Live updates

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The secret to how the NFT hype affects hedge funds
By: David Drake
The art and financial sector has been abuzz for the past months: the rise of NFTs or non-fungible tokens has been garnering attention and quite the sum. David Drake of LDJ Capital banks on Bitcoin to hit the $133,300 mark this 2021
By: David Drake
By: David Drake 2020 was a year full of unfamiliarities. COVID-19 was an uninvited visitor that barged itself into our lives and decided to wreak havoc on our fragile world. It caught all of us off-guard and forced us to accept this difficult reality
  1. Will bitcoin price hit $133,300 in 2021? David Drake says it’s possible and shares top 3 crypto predictions
  2. CFTC Guidance on CPO Delegation Process
  3. On The Rise: The Next Moguls like Donald Trump will come from the Crowd – but they will not be Crowdfunding
  4. SEC Provides Guidance on Testimonials and Social Media
  5. SEC Charges Men with Insider Trading on Information From Wives

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OFFICE MANAGER
Barrenjoey Capital LLC - New York, Manhattan
Barrenjoey Capital LLC, a securities and futures trading business is looking for a hard working, motivated person to fill an office management position within a dynamic business located in Manhattan. Initially part of a small team this position...
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