Hedge Fund Compliance: SEC Private Fund Registration Deadline

Private fund adviser registration is here, meaning a whole new world of compliance risk has become a reality. Successful registration means more than just filling out a form and the March 2012 deadline is fast approaching.

Remember, in order to be registered by the deadline, you must file by February. If you haven’t already taken the steps necessary to protect your firm, you’re out of time.

Hedge fund compliance firm NRS has put together some tools to help your firm prepare for registration:

NRS also recommends that you build your compliance program and complete registration documents now even if you don’t file until the 11th hour, avoiding the risk of operating as an unregistered investment adviser.

About Alex Akesson

Alex has been specializing in hedge fund and alternative investment news since April 2006. Working mainly in research and manager interviews, she has published breaking news on the hedge fund industry on her blog, as well as several industry publications. Her access to hedge fund managers gives her insight into news stories as well, and the ability to track press releases and other breaking news in real time.
This entry was posted in compliance, Hedge Fund Commentary, hedge fund regulation, tax. Bookmark the permalink.

Leave a Reply