Tag Archives: sec enforcement


Proposed rules concern US hedge funds and private equity –

Reuters – For years, U.S. hedge fund managers have worried that their loosely regulated and secretive industry would one day face tougher regulations. "It was inevitable that this would happen," said Brad Alford, founder of Alpha Capital Management, an advisory […]

Ron Geffner Defends Hedge Funds

Video discussing the new rules for hedge funds, with Ron Geffner, fmr. SEC enforcement attorney; Adam Patti, Indexiq CEO; and CNBC’s Rebecca Jarvis. Read Complete Article