Tag Archives: massachusetts-secretary-of-the-commonwealth


Fairfield Greenwich Accuses Regulator of Madoff-Case Distortion

Bloomberg – Fairfield Greenwich Group, the hedge fund that lost $7 billion invested with Bernard Madoff, accused a Massachusetts regulator of “factual distortions” and told a judge that it closely monitored its investment. The firm said yesterday it filed court […]

High-flying fund manager under SEC scrutiny

CNN Money – Third Point Management, a New York hedge fund run by one of the country’s most outspoken and controversial investors, has come under investigation from the Securities and Exchange Commission. The $5.6 billion fund, whose founder Daniel Loeb […]

SEC Loosens Ruling On Fund Solicitation Fees

West Palm Beach (HedgeCo.Net)- The SEC has clarified its position on the "Cash Solicitation Rule" saying that a registered investment adviser may compensate a person for soliciting investors for, or referring investors to his or her investment fund. Usually, under […]