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Category Archives: Press Releases

SEC Announces Charges in Scheme to Secretly Enable Lawbreakers to Run Microcap Company

The Securities and Exchange Commission today announced fraud charges against four individuals and a microcap company for concealing from investors that two lawbreakers ran the company. According to the SEC’s orders instituting administrative proceedings, the mission of Natural Blue Resources […]

SEC Charges Ernst & Young With Violating Auditor Independence Rules in Lobbying Activities

The Securities and Exchange Commission today charged Ernst & Young LLP with violations of auditor independence rules that require firms to maintain their objectivity and impartiality with clients. Ernst & Young agreed to pay more than $4 million to settle […]

Investment Banking and Brokerage Equities Technical Analysis

On Friday, June 20, 2014, the NASDAQ Composite ended at 4,368.04, up 0.20%, the Dow Jones Industrial Average finished the day 0.15% higher at 16,947.08, and the S&P 500 closed at 1,962.87, up 0.17%. During the session five out of ten […]

Alternative Investment Manager Infinity Capital Partners Offers the Infinity Core Alternative Fund Through Vivaldi Asset Management

As advisors increasingly seek to incorporate alternative investment strategies into their clients’ portfolios, one of the leaders in hedge fund of funds, Infinity Capital Partners, has partnered with Vivaldi Asset Management to offer a registered multi-strategy investment fund with a […]

Independence Resources Prevails in Miller Tabak Legal Proceedings

Independence Resources Plc (OTCBB: SNKTY) (the “Company”) is pleased to provide an update on the status of the lawsuit that was filed against the Company by Miller Tabak + Co., LLC. Miller Tabak + Co., LLC (MT) is a thirty year old institutional […]

SEC Announces Charges Against Wedbush Securities and Two Officials for Market Access Violations

The Securities and Exchange Commission today announced charges against a Los Angeles-based market access provider and two officials accused of violating the agency’s market access rule that requires firms to have adequate risk controls in place before providing customers with […]

Apsley forges alliance with major insurer to distribute and market its unique AIFMD insurance product

Insurance provider Apsley Specialty (“Apsley”) has joined forces with Lloyd’s Pembroke Syndicate 4000 to provide capacity for its insurance offering to the alternative asset management sector. Pembroke, a wholly owned subsidiary of Ironshore Inc., operates as a syndicate within the […]

SEC Charges Former BP Employee with Insider Trading During the Deepwater Horizon Oil Spill

The Securities and Exchange Commission today charged a former 20-year employee of BP p.l.c. and a senior responder during the 2010 Deepwater Horizon oil spill with insider trading in BP securities based on confidential information about the magnitude of the […]

Evanston Capital Management Issues Report on Hedge Fund Replication

Evanston Capital Management, LLC, an alternative investment firm, today published a report examining the intricacies of hedge fund replication strategies. The white paper, Hedge Fund Replication: Is It Appropriate For You?, is available at www.evanstoncap.com. “While there are a limited number of top […]

SEC Announces Additional $150,000 Payment to Recipient of First Whistleblower Award

The Securities and Exchange Commission today announced that the whistleblower who received the first award under the agency’s new whistleblower program will receive an additional $150,000 payout after the SEC collected additional funds in the case. The whistleblower, who the […]

CrowdAlliance Launches New Equity Technology Platform To Connect Companies and Accredited Investors

New York (HedgeCo.Net) – CrowdAlliance, part of the Asset Alliance group of companies, designed and developed a state-of-the-art technology platform for issuers and accredited investors to meet in a unique online interactive marketplace. The CrowdAlliance platform will enable accredited investors […]

Cantor Fitzgerald Wealth Partners Expands Private Wealth Management Team

Cantor Fitzgerald Wealth Partners, LLC, an affiliate of Cantor Fitzgerald & Co. serving the private wealth management market, today announced the expansion of its wealth management team with the appointment of two registered financial advisors, Jeff Schulte and Jim Hiles, […]

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