(Reuters) U.S. securities regulators on the lookout for manipulative trading violations have gotten very good at uncovering them, and firms must be on their guard to prevent infractions. This was evident last week when the U.S. Securities and Exchange Commission (SEC) settled a case that involved short-selling in stocks of companies planning follow-on secondary offerings and then illegally purchasing shares in the offerings.
SEC Short-Selling Focus Snares Millennium Over Lapse In Simple Rule
This entry was posted in Syndicated. Bookmark the permalink.
