Alaric Compliance Services, LLC

Alaric Compliance Services, LLC
provides independent compliance solutions to registered and unregistered investment advisors, registered investment companies, private equity firms,
business development companies, hedge funds and broker-dealers with AUMs ranging from $150 million to $110 billion. Our services include:



Independent Chief Compliance Officers (CCOs)


Monitoring and Testing Services


SEC Mock Examinations


Compliance Consulting Services


SEC Registration Services



Since our formation in 2004, Alaric has become a leading provider of independent chief compliance officers with assets under compliance
supervision of over $200 billion. Alaric also provides support to in-house CCOs through our comprehensive monitoring and testing program and
independent compliance consultations and evaluations, including SEC mock examinations. Headquartered in New York City, we have a regional office in
Chicago and staff based in Washington D.C. and Los Angeles.