Category Archives: Press Releases

Carne launches new edition of UCITS guide for fund managers

Carne Group has published a new edition of its popular UCITS Guide for Investment Managers. The A5 booklet has proved popular with product development teams seeking practical guidance on distributing funds under the UCITS IV Directive. The new edition of […]

Bruce H. Lipnick to Speak at the Summer NYC VC & Angel Conference

New York (HedgeCo.Net) – The Soho Loft and VC and Angel Network FundingPost have invited Bruce H. Lipnick, CEO and Founder of Asset Alliance Corporation, CrowdAlliance and Ver-On-Demand to speak in a Crowdfunding Panel at the Summer NYC Venture Capital & Angel […]

High Water Women’s 10th Annual Backpack Drive Delivers 12,300 Backpacks to Children in Need

High Water Women’s 10th annual Backpack Drive will bring together 350 financial services industry volunteers to assemble a record 12,300 backpacks for tri-state area children in need. This year’s drive takes place August 8th through 14th at the New York […]

Mergermarket buys The Hedge Fund Law Report

Reuters – Mergermarket Group, a BC Partners portfolio company, today announced that it has acquired The Law Report Group, the New York-based publisher of The Hedge Fund Law Report and The FCPA Report. The acquisition bolsters Mergermarket Group’s legal and regulatory expertise. The Hedge Fund Law […]

SEC Announces Charges in Scheme to Secretly Enable Lawbreakers to Run Microcap Company

The Securities and Exchange Commission today announced fraud charges against four individuals and a microcap company for concealing from investors that two lawbreakers ran the company. According to the SEC’s orders instituting administrative proceedings, the mission of Natural Blue Resources […]

SEC Charges Ernst & Young With Violating Auditor Independence Rules in Lobbying Activities

The Securities and Exchange Commission today charged Ernst & Young LLP with violations of auditor independence rules that require firms to maintain their objectivity and impartiality with clients. Ernst & Young agreed to pay more than $4 million to settle […]

Investment Banking and Brokerage Equities Technical Analysis

On Friday, June 20, 2014, the NASDAQ Composite ended at 4,368.04, up 0.20%, the Dow Jones Industrial Average finished the day 0.15% higher at 16,947.08, and the S&P 500 closed at 1,962.87, up 0.17%. During the session five out of ten […]

Alternative Investment Manager Infinity Capital Partners Offers the Infinity Core Alternative Fund Through Vivaldi Asset Management

As advisors increasingly seek to incorporate alternative investment strategies into their clients’ portfolios, one of the leaders in hedge fund of funds, Infinity Capital Partners, has partnered with Vivaldi Asset Management to offer a registered multi-strategy investment fund with a […]

Independence Resources Prevails in Miller Tabak Legal Proceedings

Independence Resources Plc (OTCBB: SNKTY) (the “Company”) is pleased to provide an update on the status of the lawsuit that was filed against the Company by Miller Tabak + Co., LLC. Miller Tabak + Co., LLC (MT) is a thirty year old institutional […]

SEC Announces Charges Against Wedbush Securities and Two Officials for Market Access Violations

The Securities and Exchange Commission today announced charges against a Los Angeles-based market access provider and two officials accused of violating the agency’s market access rule that requires firms to have adequate risk controls in place before providing customers with […]

Apsley forges alliance with major insurer to distribute and market its unique AIFMD insurance product

Insurance provider Apsley Specialty (“Apsley”) has joined forces with Lloyd’s Pembroke Syndicate 4000 to provide capacity for its insurance offering to the alternative asset management sector. Pembroke, a wholly owned subsidiary of Ironshore Inc., operates as a syndicate within the […]

SEC Charges Former BP Employee with Insider Trading During the Deepwater Horizon Oil Spill

The Securities and Exchange Commission today charged a former 20-year employee of BP p.l.c. and a senior responder during the 2010 Deepwater Horizon oil spill with insider trading in BP securities based on confidential information about the magnitude of the […]