Category Archives: HedgeCo News
Former Mutual Fund Exec Pleads Guilty
A former mutual fund executive pleaded guilty to a felony for trying to cover up improper trading of mutual funds, the latest in a widening investigation of industry practices prosecutors say costinvestors billions of dollars. James P. Connelly Jr., former […]
Wisconsin Firm Ademi & O’Reilly, LLP Announces the Filing of a Class Action Suit in the United States District Court for the Eastern District of Wisconsin Against Strong Financial Corporation Defendants and Canary on Behalf of Purchasers of the Securi
Wisconsin Firm Ademi & O’Reilly, LLP Announces the Filing of a Class Action Suit in the United States District Court for the Eastern District of Wisconsin Against Strong Financial CorporationDefendants and Canary on Behalf of Purchasers of the Securities of […]
Wisconsin Firm Ademi & O’Reilly, LLP Announces the Filing of a Class Action Suit in the United States District Court for the Eastern District of Wisconsin Against Strong Financial Corporation Defendants and Canary on Behalf of Purchasers of the Securi
Wisconsin Firm Ademi & O’Reilly, LLP Announces the Filing of a Class Action Suit in the United States District Court for the Eastern District of Wisconsin Against Strong Financial CorporationDefendants and Canary on Behalf of Purchasers of the Securities of […]
Ex-Alger official pleads guilty in mutual fund case
NEW YORK — A former top executive at Fred Alger Management pleaded guilty Thursday to tampering with evidence related to the ongoing investigation of mutual fund trading practices. James Connelly Jr., 40, former vice chairman of Fred Alger, faces up […]
Former mutual fund executive pleads guilty in trading probe
ALBANY, N.Y. (AP) — A former mutual fund executive pleaded guilty to a felony for trying to cover up improper trading of mutual funds, the latest in a widening investigation of industry practicesprosecutors say cost investors billions of dollars. James […]
Galvin probe reaches Fidelity
Secretary of State William Galvin sent subpoenas yesterday to employees of Fidelity Investments and two other mutual fund firms as his investigators widened their probe into improper fund trades byPrudential Securities brokers in Boston. Targeted by the subpoenas are specific […]
Ex-Alger executive guilty of tampering
Ex-Alger executive guilty of tampering By RIVA D. ATLAS New York Times Friday, October 17, 2003 A senior executive at Fred Alger Management pleaded guilty Thursday to a charge of tampering with evidence and agreed to pay a $400,000 fine […]
Ex-Alger executive guilty of tampering
Ex-Alger executive guilty of tampering Improper mutual fund trades covered up, SEC says By MICHAEL GORMLEY Associated Press Friday, October 17, 2003 Albany, N.Y. — A former mutual fund executive pleaded guilty to a felony Thursday for trying to cover […]
Former Executive at Money Management Firm Pleads Guilty New York Probe
Oct. 17–A former top exec at money management firm Fred Alger Management, James Connelly, pled guilty to obstruction of justice charges and could face up to four years in prison. In his plea, Connelly, 40, said he asked colleagues to […]
Wisconsin Firm Ademi & O’Reilly, LLP Announces the Filing of a Class Action Suit in the United States District Court for the Eastern District of Wisconsin Against Strong Financial Corporation Defendants and Canary on Behalf of Purchasers of the Securi
Wisconsin Firm Ademi & O’Reilly, LLP Announces the Filing of a Class Action Suit in the United States District Court for the Eastern District of Wisconsin Against Strong Financial CorporationDefendants and Canary on Behalf of Purchasers of the Securities of […]
Glancy & Binkow LLP Commences Class Action Lawsuit And Seeks to Recover Losses For Investors Who Purchased Securities of the AllianceBernstein Family of Funds — AC
Glancy & Binkow LLP Commences Class Action Lawsuit And Seeks to Recover Losses For Investors Who Purchased Securities of the AllianceBernstein Family of Funds — AC LOS ANGELES, Oct. 16, 2003 (PRIMEZONE) — Notice is hereby given that Glancy & […]
TheStreet.com Announces Q3 2003 Financial Results; Company Records Lowest Net Loss and Tenth Sequential Quarter of Increased Subscription Revenue
NEW YORK–(BUSINESS WIRE)–Oct. 16, 2003–TheStreet.com, Inc. (Nasdaq: TSCM), a leading multimedia provider of financial commentary, analysis, research and news, today announced its financial resultsfor the third quarter 2003, which includes the Company’s lowest net loss, tenth sequential quarter of increased […]