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Category Archives: HedgeCo News

Homebuilder Charged in $3.3 Billion Accounting Fraud

(HedgeCo.Net) Desarrolladora Homex S.A.B. de C.V. has agreed to settle charges that it reported fake sales of more than 100,000 homes to boost revenues in its financial statements during a three-year period. The SEC alleges that Homex, one of the […]

Private Equity Adviser Barred From Industry for Improper Withdrawal From Funds

(HedgeCo.Net) A private equity adviser has been permanently barred from the securities industry and must pay a $1.25 million penalty to settle charges that he withdrew improper fees from two private equity funds he managed. According to the SEC’s order […]

Kensington Wealth Advisors LLC Investment Strategies Offered on HedgeCoVest Platform

Kensington Wealth Advisors, LLC, a registered investment advisor, has teamed up with HedgeCoVest LLC to add Kensington’s Strategic Corporate Income Strategy to the HedgeCoVest Managed Accounts Platform and the SMArt Xchange (‘SMArtX’), a unified managed accounts platform available exclusively to […]

Beachhead Capital Management’s Equity Hedge Dynamic Beta LO Strategy Selected for the SMArt Xchange

(HedgeCo.Net) – Beachhead Capital Management’s (“Beachhead”) long only, ETF-based, model-delivery Equity Hedge Dynamic Beta investment strategy has been selected for inclusion on the SMArt Xchange (‘SMArtX’), a collaboration between HedgeCoVest LLC and SS&C Advent, part of SS&C Technologies (NASDAQ:  SSCI). SMArtX is a next […]

New Guidelines for Investors and The Financial Services Industry dealing with Robo-Advisers

(HedgeCo.Net) The Securities and Exchange Commission today published information and guidance for investors and the financial services industry on the fast-growing use of robo-advisers, which are registered investment advisers that use computer algorithms to provide investment advisory services online with […]

Brokerage Firm Paying Penalty for Compliance and Trading Surveillance Failures

(HedgeCo.NET) A New York-based brokerage firm has agreed to pay a $100,000 penalty to settle charges of compliance and trading surveillance failures. Federal securities laws require firms to enforce policies and procedures to prevent the misuse of material, nonpublic information […]

Martin Investment Management, LLC’s Investment Strategies Offered on HedgeCoVest Platform

(HedgeCo.Net) Martin Investment Management, LLC, a Registered Investment Adviser, has teamed up with HedgeCoVest LLC to add two new institutional-level strategies to the HedgeCoVest Managed Accounts Platform and the SMArt Xchange (‘SMArtX’), a unified managed accounts platform available exclusively to […]

SEC to Host Crowdfunding Dialogue February 28

(Hedgeco.NET) The Securities and Exchange Commission will host a crowdfunding symposium Feb. 28, covering research, challenges, opportunities, and the effects of securities-based crowdfunding on various market participants. The Commission’s Division of Economic and Risk Analysis is partnering with NYU’s Salomon […]

SEC Charges Company and Officers With Defrauding Investors

(HedgeCo.NET) The Securities and Exchange Commission has charged a California-based penny stock company and four corporate officers with misleading investors about the research, development, and profitability of their purported business to manufacture power generation products such as fuel cells. The […]

LiquidityBook Continues Sales Momentum with the Addition of Three West Coast Hedge Funds

(HedgeCo.NET) LiquidityBook today announced its SaaS-based LBX Buyside POEMS (portfolio, order and execution management system) has been selected by three West Coast hedge funds: Pier 88 Investment Partners, Zeo Capital Advisors and Solstein Capital. Deployed by each firm in late […]

SEC, NASAA Sign Info-Sharing Agreement for Crowdfunding and Other Offerings

(HedgeCo.NET) The Securities and Exchange Commission and the North American Securities Administrators Association today signed an information-sharing agreement as new rules to facilitate intrastate crowdfunding offerings and regional offerings take effect. The agreement signed by the SEC and NASAA is […]

Investment Manager Settles Fraud Charges

(HedgeCo.Net) The Securities and Exchange Commission today announced that a purported real estate investment manager has agreed to pay more than a half-million dollars to settle charges that he pocketed investor money in an investment scheme. The SEC alleges that […]

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