Tag Archives: regulation

Common Misconceptions About The Risk Associated With Hedge Funds

One of the top reasons that investors and financial advisors don’t invest in hedge funds is that they think they are too risky. As with any investment, there is a certain amount of risk associated with hedge funds and yes, the risk is greater than that of t-bills or government bonds. However, one could argue that the investment strategies of […]

Navigating the Regulation of Hedge Fund Marketing

By JAMES R. HEDGES, IV, PARTNER, AND CHARLOTTE LUER, PARTNER, LJH FINANCIAL MARKETING STRATEGIES, AND LUCINDA O. MCCONATHY, PARTNER, AND PATRICIA C. O’PREY, PARTNER, RICHARDS KIBBE & ORBE LLP Marketing a hedge fund involves a myriad of considerations, including compliance not only with the regulatory requirements and restrictions of the jurisdiction in which the hedge fund is domiciled, but also […]

The History of Hedge Funds

In 1949, Alfred Winslow Jones devised and implemented an investment strategy that would forever brand him as “the father of the hedge fund industry.” While working for Fortune Magazine and investigating financial strategies, Jones decided to launch his own fund and raised a total of $100,000, $40,000 of which was his own money. Jones employed two strategies still used heavily […]

Making your hedge fund website SEC compliant

Internet websites have to be careful with respect to general solicitations and advertising, and thus must limit the content of the website in addition to the people who have access to the site. Hedge fund advisers using the Internet to market hedge funds are subject to the same registration exemptions as they would be in engaging in private offerings. If […]