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HEDGEDUCATION - HEDGE FUND ARTICLES

compliance

Hedge Fund Jobs - Compliance Officer
By Julie Scuderi - July 11th, 2008

In 2004, the Securities and Exchange Commission outlined a series of compliance requirements to be fulfilled by hedge fund advisors. A compliance department ensures that the employees are abiding by these rules set in place by the SEC, with the Chief Compliance Officer heading the task.
Hedge funds have a few options. They … Continue Reading


Making your website SEC compliant
By HedgeCo Archives - April 29th, 2008

Internet websites have to be careful with respect to general solicitations and advertising, and thus must limit the content of the website in addition to the people who have access to the site. Hedge … Continue Reading