Alaric Compliance Services, LLC
provides independent compliance solutions to registered and unregistered investment advisors, registered investment companies, private equity firms,
business development companies, hedge funds and broker-dealers with AUMs ranging from $150 million to $110 billion. Our services include:
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Independent Chief Compliance Officers (CCOs)
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Monitoring and Testing Services
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SEC Mock Examinations
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Compliance Consulting Services
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SEC Registration Services
Since our formation in 2004, Alaric has become a leading provider of independent chief compliance officers with assets under compliance
supervision of over $200 billion. Alaric also provides support to in-house CCOs through our comprehensive monitoring and testing program and
independent compliance consultations and evaluations, including SEC mock examinations. Headquartered in New York City, we have a regional office in
Chicago and staff based in Washington D.C. and Los Angeles.
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