ACI is a full service compliance consulting firm with 25 years of expertise within the financial industry. Our clients include hedge funds, investment advisers, broker-dealers and banks. ACI develops compliance solutions, which are implemented by our highly specialized team of attorneys, certified public accountants, licensed compliance professionals, and former regulators. Our compliance outsourcing programs are customized to meet the needs of each client. We manage the complete compliance process, allowing our clients to focus on the development of their businesses. The primary services that we offer our clients include, but are not limited to, registrations, risk assessments, due diligence, best execution, regulator filings, creating and maintaining a code of ethics, and providing well-refined compliance manuals. Our team will provide assistance in ensuring that your firm is fully compliant with FINRA, the SEC, or any other regulatory body that governs your business operations. In an increasingly regulated financial environment, don’t hedge your bet when it comes to compliance. Contact our business development team to address your compliance needs.

Alaric Compliance Services provides independent compliance solutions to investment advisors, registered investment companies, hedge funds, broker-dealers, mutual funds and funds of funds.
Since our formation in 2004, Alaric has become the leading provider of Outsourced Chief Compliance Officers with assets under compliance supervision of over 45 billion dollars. Alaric also provides support to in-house CCOs through our comprehensive, oversight and monitoring program and independent compliance consultations and evaluations. The Alaric team is unmatched in the compliance industry, with over 100 years of cumulative compliance expertise.
For more information please go to www.Alariccompliance.com. Or, contact Jim Detmer, Director of Business Development at 888-243-2448 or Mail@alariccompliance.com.

Amicus, Inc. Amicus is a Latin word meaning "friends." Founded in 1996, Amicus, Inc. is the leading application service provider of compliance technology solutions to securities broker-dealers and investment advisors. With a specialized focus on compliance process automation and SEC compliant technology solutions, Amicus provides a suite of products designed to streamline, manage and expedite the flow of information between clients, advisors, home office employees, and reps including: • Amicus® eBlotter Monitor • Amicus® Email Monitor • Amicus® Know Your Customer • Amicus® New Account Monitor • Amicus® Toolbelt Over 41,000 registered representatives, compliance professionals, and investment advisors use Amicus® solutions every day. The Amicus® application service provider (ASP) business model delivers exceptional value to our clients by providing access to the latest technologies and compliance rule updates without burdening internal resources and budgets. Amicus Email Archive 6.0 Plus for Hedge Funds provides an easy-to-use and comprehensive tool for the retention of email and captured instant message communications, as required by SEC regulations, and easy access and review of archived emails throughout the required retention period. Amicus WORM compliant Email Archive 6.0 Plus is available bundled with or without Amicus email hosting, anti-SPAM, virus protection and encryptions services.

World-Check provides its global database of heightened-risk individuals and businesses to more than 3,000 institutions in 162 countries, including 47 of the world’s 50 largest banks and hundreds of government agencies. For information on World-Check please visit: www.world-check.com or call us at +44 (0) 20 7647 8500. Stay ahead of potential risk, sign up now to World-Check's Intelligence Briefing. Global World-Check Holdings Limited and its subsidiaries are incorporated in England & Wales, have their registered office addresses at 39 Dover Street, London W1S 4NN and the following registered numbers: Global World-Check Holdings Limited: 6091149, Global Objectives Limited: 4098610, Global World-Check Holdings (Nominee) Limited: 6091083

Founded in 1983, NRS provides compliance solutions and registration services to hedge funds, investment advisers, broker-dealers, investment companies and insurance companies. Recognized as experts in the compliance industry, NRS offers hedge funds with comprehensive tools backed by individualized consulting services to enable them to meet regulatory requirements assess risks, save money and protect their reputation. With expertise in the investment adviser compliance industry, NRS can provide hedge funds an entire lifecycle of services that not only includes registration, but also assists with all facets of developing a compliance program to prepare your firm for its first regulatory examination and an on-going compliance regimen. Hedge fund advisers depend on experienced NRS consultants to understand their specific issues and appropriately guide them through regulatory exam risk assessments, due diligence reviews, Form D filings and more. NRS also offers a customizable suite of web-enabled compliance tools, ComplianceEssentialsTM for Hedge Funds which includes model policies and procedures, a model code of ethics, model proxy voting procedures and tools to assist you with meeting the privacy notice requirements. From our firm-wide compliance solution, to registration for hedge fund managers, educational opportunities such as compliance conferences and online seminars and customized Consulting Services, NRS stands ready to provide the solutions and expertise hedge funds need for complaince. Visit www.nrs-inc.com/HedgeFund for more information