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	<title>Hedge Fund News From HedgeCo.Net &#187; sec-rule</title>
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		<title>SEC Staff May Have Neglected Red Flags in Hedge Fund Fraud</title>
		<link>http://www.hedgeco.net/news/12/2008/sec-staff-may-have-neglected-red-flags-in-hedge-fund-fraud.html</link>
		<comments>http://www.hedgeco.net/news/12/2008/sec-staff-may-have-neglected-red-flags-in-hedge-fund-fraud.html#comments</comments>
		<pubDate>Wed, 17 Dec 2008 00:00:00 +0000</pubDate>
		<dc:creator>admin</dc:creator>
				<category><![CDATA[HedgeCo News]]></category>
		<category><![CDATA[administrative-law-judge]]></category>
		<category><![CDATA[brokerages]]></category>
		<category><![CDATA[chief-executive]]></category>
		<category><![CDATA[commodity-pool-operators]]></category>
		<category><![CDATA[due-diligence-service]]></category>
		<category><![CDATA[exit-plan]]></category>
		<category><![CDATA[investment-securities]]></category>
		<category><![CDATA[john-fisher]]></category>
		<category><![CDATA[massive-fraud]]></category>
		<category><![CDATA[new-evidence]]></category>
		<category><![CDATA[orderly-transfer]]></category>
		<category><![CDATA[savings-and-loan-crisis]]></category>
		<category><![CDATA[sec-rule]]></category>
		<category><![CDATA[securities-and-exchange-commission]]></category>

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		<description><![CDATA[New York (HedgeCo.Net) &#8211; SEC Chairman Christopher Cox has launched a probe into his own agency after it surfaced that complaints made to employees regarding the possible misconduct of Bernard Madoff were never investigated. Saying that specific allegations had been made to certain members of the SEC staff since at least 1999, Cox expressed his [...]]]></description>
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		<title>Corporate Armor to Fight Hedge Fund Bullies</title>
		<link>http://www.hedgeco.net/news/09/2008/corporate-armor-to-fight-hedge-fund-bullies.html</link>
		<comments>http://www.hedgeco.net/news/09/2008/corporate-armor-to-fight-hedge-fund-bullies.html#comments</comments>
		<pubDate>Fri, 19 Sep 2008 00:00:00 +0000</pubDate>
		<dc:creator>admin</dc:creator>
				<category><![CDATA[Syndicated]]></category>
		<category><![CDATA[combination-of-the-two]]></category>
		<category><![CDATA[david-markowitz]]></category>
		<category><![CDATA[emergency-action]]></category>
		<category><![CDATA[farmland]]></category>
		<category><![CDATA[fink]]></category>
		<category><![CDATA[injunctions]]></category>
		<category><![CDATA[lehman-brothers-holdings]]></category>
		<category><![CDATA[new-marketplace]]></category>
		<category><![CDATA[new-york-times-co]]></category>
		<category><![CDATA[news-press]]></category>
		<category><![CDATA[pergam-finance]]></category>
		<category><![CDATA[sec-rule]]></category>
		<category><![CDATA[securities-and-exchange-commission]]></category>

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		<description><![CDATA[CFO.com &#8211; At 12:01 a.m. this morning, the Securities and Exchange Commission pushed out a new &#34;emergency&#34; disclosure rule that requires hedge funds and other large investors to disclose their short positions. The mandate is one of three new SEC investor protection rules that went into effect early this morning in response to widespread drops [...]]]></description>
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		<title>SEC Plans to Protect Lehman Investors</title>
		<link>http://www.hedgeco.net/news/09/2008/sec-plans-to-protect-lehman-investors.html</link>
		<comments>http://www.hedgeco.net/news/09/2008/sec-plans-to-protect-lehman-investors.html#comments</comments>
		<pubDate>Tue, 16 Sep 2008 00:00:00 +0000</pubDate>
		<dc:creator>admin</dc:creator>
				<category><![CDATA[HedgeCo News]]></category>
		<category><![CDATA[asian-equities]]></category>
		<category><![CDATA[boston]]></category>
		<category><![CDATA[due-diligence-service]]></category>
		<category><![CDATA[enclave]]></category>
		<category><![CDATA[guardian-unlimited]]></category>
		<category><![CDATA[lehman-brothers-holdings]]></category>
		<category><![CDATA[lehman-brothers-holdings-inc]]></category>
		<category><![CDATA[sailfish-capital-partners-llc]]></category>
		<category><![CDATA[sec-rule]]></category>
		<category><![CDATA[securities-and-exchange-commission]]></category>
		<category><![CDATA[summit-event]]></category>
		<category><![CDATA[trips-to-mexico]]></category>

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		<description><![CDATA[West Palm Beach (HedgeCo.net) &#8211; While coordinating with overseas regulators to protect Lehman&#8217;s customers and maintain orderly markets, the SEC staff who have been on-site at the U.S. broker-dealer will remain in place to oversee the orderly transfer of customer assets to one or more SIPC-insured brokerage firms. In cases such as this, the SEC [...]]]></description>
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		<title>CEOs Launch Web Site To Protect Short Sellers</title>
		<link>http://www.hedgeco.net/news/08/2008/ceos-launch-web-site-to-protect-short-sellers.html</link>
		<comments>http://www.hedgeco.net/news/08/2008/ceos-launch-web-site-to-protect-short-sellers.html#comments</comments>
		<pubDate>Mon, 18 Aug 2008 00:00:00 +0000</pubDate>
		<dc:creator>admin</dc:creator>
				<category><![CDATA[Syndicated]]></category>
		<category><![CDATA[amendment-to-the-us-constitution]]></category>
		<category><![CDATA[emirates]]></category>
		<category><![CDATA[new-marketplace]]></category>
		<category><![CDATA[news-press]]></category>
		<category><![CDATA[pension-funds]]></category>
		<category><![CDATA[percent-stake]]></category>
		<category><![CDATA[savings-and-loan-crisis]]></category>
		<category><![CDATA[sec-rule]]></category>
		<category><![CDATA[trips-to-mexico]]></category>

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		<description><![CDATA[Washington Post &#8211; When the Securities and Exchange Commission issued an emergency order last month protecting the stocks of the country&#8217;s largest financial institutions against a form of short selling, three businessmen saw an opportunity. Harvey Pitt, SEC chairman from 2001 to 2003 and chief executive of District-based global consulting firm Kalorama Partners, teamed up [...]]]></description>
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		<title>SEC Intensifies Efforts To Rein In Short Selling</title>
		<link>http://www.hedgeco.net/news/07/2008/sec-intensifies-efforts-to-rein-in-short-selling.html</link>
		<comments>http://www.hedgeco.net/news/07/2008/sec-intensifies-efforts-to-rein-in-short-selling.html#comments</comments>
		<pubDate>Mon, 28 Jul 2008 00:00:00 +0000</pubDate>
		<dc:creator>admin</dc:creator>
				<category><![CDATA[Syndicated]]></category>
		<category><![CDATA[alan-greenspan]]></category>
		<category><![CDATA[ameriprise]]></category>
		<category><![CDATA[gartmore]]></category>
		<category><![CDATA[invoices]]></category>
		<category><![CDATA[journalism]]></category>
		<category><![CDATA[lehman-bros]]></category>
		<category><![CDATA[new-marketplace]]></category>
		<category><![CDATA[news-press]]></category>
		<category><![CDATA[sec-rule]]></category>
		<category><![CDATA[securities-and-exchange-commission]]></category>
		<category><![CDATA[student-loans]]></category>

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		<description><![CDATA[Wall Street Journal- Wall Street executives expect the Securities and Exchange Commission to extend the temporary limits it has placed on short-selling and expand them to cover additional stocks beyond the 19 financial companies it targeted two weeks ago. The limits are set to expire Tuesday, and executives, lobbyists and hedge-fund representatives of the Managed [...]]]></description>
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		<title>Managed Funds Association Says Financial Problems Not Related To Short Selling Rules</title>
		<link>http://www.hedgeco.net/news/07/2008/managed-funds-association-says-financial-problems-not-related-to-short-selling-rules.html</link>
		<comments>http://www.hedgeco.net/news/07/2008/managed-funds-association-says-financial-problems-not-related-to-short-selling-rules.html#comments</comments>
		<pubDate>Tue, 22 Jul 2008 00:00:00 +0000</pubDate>
		<dc:creator>admin</dc:creator>
				<category><![CDATA[Hedge Fund Regulation]]></category>
		<category><![CDATA[biannual-survey]]></category>
		<category><![CDATA[boston]]></category>
		<category><![CDATA[due-diligence-service]]></category>
		<category><![CDATA[extensive-network]]></category>
		<category><![CDATA[fund-representative]]></category>
		<category><![CDATA[hfn]]></category>
		<category><![CDATA[industry-commentator]]></category>
		<category><![CDATA[institutional-equities]]></category>
		<category><![CDATA[managed-funds-association]]></category>
		<category><![CDATA[mfa-president]]></category>
		<category><![CDATA[phone-interview]]></category>
		<category><![CDATA[sec-rule]]></category>
		<category><![CDATA[securities-and-exchange-commission]]></category>

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		<description><![CDATA[West Palm Beach (HedgeCo.Net)- The Managed Funds Association (MFA) and the Coalition of Private Investment Companies (CPIC) called on SEC Chairman Christopher Cox in a letter to not extend the emergency order on short selling beyond the announced expiration date. &#34;While we recognize that the financial sector is undergoing an extraordinarily difficult period,&#34; Richard H. [...]]]></description>
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		<title>Regulators probe stock manipulation by rumor</title>
		<link>http://www.hedgeco.net/news/07/2008/regulators-probe-stock-manipulation-by-rumor.html</link>
		<comments>http://www.hedgeco.net/news/07/2008/regulators-probe-stock-manipulation-by-rumor.html#comments</comments>
		<pubDate>Mon, 14 Jul 2008 00:00:00 +0000</pubDate>
		<dc:creator>admin</dc:creator>
				<category><![CDATA[Syndicated]]></category>
		<category><![CDATA[american-international-group]]></category>
		<category><![CDATA[capital-management-ltd]]></category>
		<category><![CDATA[corporate-transactions]]></category>
		<category><![CDATA[eliot-spitzer]]></category>
		<category><![CDATA[eton-park]]></category>
		<category><![CDATA[feeder]]></category>
		<category><![CDATA[finance-professors]]></category>
		<category><![CDATA[hefty-fees]]></category>
		<category><![CDATA[loan-sales]]></category>
		<category><![CDATA[luis-aguilar]]></category>
		<category><![CDATA[new-marketplace]]></category>
		<category><![CDATA[new-york-stock-exchange]]></category>
		<category><![CDATA[sec-rule]]></category>
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		<category><![CDATA[york-stock-exchange]]></category>

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		<description><![CDATA[Los Angeles Times- Wall Street regulators are examining whether securities firms adequately police rumor-mongering used to manipulate stocks after shares of Lehman Bros. Holdings Inc., Fannie Mae and Freddie Mac tumbled last week. The Securities and Exchange Commission&#8217;s inspections unit; the Financial Industry Regulatory Authority, which monitors brokerages; and the New York Stock Exchange&#8217;s regulatory [...]]]></description>
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		<title>SEC Publishes Text of Rand Report on Investment Adviser</title>
		<link>http://www.hedgeco.net/news/01/2008/sec-publishes-text-of-rand-report-on-investment-adviser.html</link>
		<comments>http://www.hedgeco.net/news/01/2008/sec-publishes-text-of-rand-report-on-investment-adviser.html#comments</comments>
		<pubDate>Thu, 03 Jan 2008 00:00:00 +0000</pubDate>
		<dc:creator>admin</dc:creator>
				<category><![CDATA[HedgeCo News]]></category>
		<category><![CDATA[appeals-decision]]></category>
		<category><![CDATA[broker-dealer]]></category>
		<category><![CDATA[broker-dealers]]></category>
		<category><![CDATA[chairman-christopher-cox]]></category>
		<category><![CDATA[christopher-cox]]></category>
		<category><![CDATA[court-of-appeals]]></category>
		<category><![CDATA[empirical-study]]></category>
		<category><![CDATA[investment-adviser]]></category>
		<category><![CDATA[investor-protections]]></category>
		<category><![CDATA[new-marketplace]]></category>
		<category><![CDATA[news-press]]></category>
		<category><![CDATA[publication-format]]></category>
		<category><![CDATA[publication-version]]></category>
		<category><![CDATA[rand-corporation]]></category>
		<category><![CDATA[regulatory-implications]]></category>
		<category><![CDATA[sec-chairman]]></category>
		<category><![CDATA[sec-rule]]></category>
		<category><![CDATA[securities-and-exchange]]></category>
		<category><![CDATA[securities-and-exchange-commission]]></category>

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		<description><![CDATA[Washington, D.C., Jan. 3, 2008 &#8211; The Securities and Exchange Commission has received and posted on its Web site the text of the RAND Corporation&#8217;s final report on practices in the investment adviser and broker-dealer industries. The Commission has been anxious to receive RAND&#8217;s study of the investment adviser and broker-dealer industries, and the nature [...]]]></description>
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