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Category Archives: HedgeCoVest News

Deutsche Bank to Repay Misled Customers

(HedgeCo.Net) The Securities and Exchange Commission has instituted an enforcement action against Deutsche Bank Securities Inc., which has agreed to repay more than $3.7 million to customers, which includes $1.48 million that was ordered as disgorgement. The SEC’s investigation found […]

SEC Obtains Bars and Suspensions Against Individuals and Accounting Firm in Shell Factory Scheme

(HedgeCo.Net) The Securities and Exchange Commission today announced charges against three Israeli residents, a Washington, D.C. attorney, and an Israeli auditor and his Maryland-based accounting firm for their roles in a fraudulent scheme in the creation of numerous public shell […]

SEC Suspends Trading in Three Issuers Claiming Involvement in Cryptocurrency and Blockchain Technology

(HedgeCo.Net) The Securities and Exchange Commission has suspended trading in three companies amid questions surrounding similar statements they made about the acquisition of cryptocurrency and blockchain technology-related assets. The SEC’s trading suspension orders state that recent press releases issued by […]

Investor Protection, Capital Formation and Market Integrity Are Top Priorities in SEC Budget Request

(HedgeCo.Net) The Securities and Exchange Commission has announced a $1.658 billion budget request for fiscal year 2019 to support its core mission and expand oversight and enforcement in emerging areas such as financial innovation, market structure and cybersecurity. The SEC’s […]

SEC Launches Share Class Selection Disclosure Initiative to Encourage Self-Reporting and the Prompt Return of Funds to Investors

(Hedgeco.Net) The Division of Enforcement of the Securities and Exchange Commission has announced a self-reporting initiative that seeks to protect advisory clients from undisclosed conflicts of interest and return money to investors. Under the Share Class Selection Disclosure Initiative (SCSD […]

Deutsche Bank to Repay Misled Customers

(HedgeCo.Net) The Securities and Exchange Commission today instituted an enforcement action against Deutsche Bank Securities Inc., which has agreed to repay more than $3.7 million to customers, which includes $1.48 million that was ordered as disgorgement. The SEC’s investigation found […]

Ski Slope Investment Scheme Agrees to Pay Back Investor Money, Surrender Properties

(Hedgeco.Net) The Securities and Exchange Commission has announced that the Miami-based businessman behind an alleged scheme involving investments in a Vermont-based ski resort has agreed to pay back more than $81 million of investor money that he used illegally. According […]

SEC Halts Ongoing Fraud by Purported Hedge Fund Manager

(HedgeCo.Net) The Securities and Exchange Commission has charged a purported hedge fund manager in New York City with a brazen offering and investment adviser fraud thereby putting an end to an ongoing scheme. The SEC alleges that, since at least […]

Alleged Perpetrator of Ski Slope Investment Scheme Agrees to Pay Back Investor Money, Surrender Properties

(HedgeCo.Net) The Securities and Exchange Commission today announced that the Miami-based businessman behind an alleged scheme involving investments in a Vermont-based ski resort has agreed to pay back more than $81 million of investor money that he used illegally. According […]

How hedge funds can reduce tail risk during a market sell-off

(HedgeCo.Net) On Friday the Dow Jones Industrial average fell 665 points causing many investors to wonder if the 9 year bull market has come to an end. History has proven that most investors are terrible at predicting the direction of […]

SEC Halts Ongoing Fraud by Purported Hedge Fund Manager

(HedgeCo.Net) The Securities and Exchange Commission Friday charged a purported hedge fund manager in New York City with a brazen offering and investment adviser fraud thereby putting an end to an ongoing scheme. The SEC alleges that, since at least […]

SEC Halts Alleged Initial Coin Offering Scam

(HedgeCo.Net) The Securities and Exchange Commission obtained a court order halting an allegedly fraudulent initial coin offering (ICO) that targeted retail investors to fund what it claimed to be the world’s first “decentralized bank.” According to the SEC’s complaint, filed […]

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