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Category Archives: HedgeCo News

Alleged $85 Million Ponzi Scheme Shut Down

(HedgeCo.Net) The Securities and Exchange Commission has announced the unsealing of fraud charges against a Mississippi company and its principal who allegedly bilked at least 150 investors in an $85 million Ponzi scheme. The defendants agreed to permanent injunctions, an […]

New Investor Protection Search Tool is Launched

(HedgeCo.Net) The Securities and Exchange Commission has announced the launch of an additional online search feature that enables investors to research whether the person trying to sell them investments has a judgment or order entered against them in an enforcement […]

SEC Launches Additional Investor Protection Search Tool

(HedgeCo.Net) The Securities and Exchange Commission has announced the launch of an additional online search feature that enables investors to research whether the person trying to sell them investments has a judgment or order entered against them in an enforcement […]

SEC Shuts Down $85 Million Ponzi Scheme and Obtains Asset Freeze

(HedgeCo.Net) The Securities and Exchange Commission today announced the unsealing of fraud charges against a Mississippi company and its principal who allegedly bilked at least 150 investors in an $85 million Ponzi scheme. The defendants agreed to permanent injunctions, an […]

Panasonic Charged With FCPA and Accounting Fraud Violations

(HedgeCo.Net) The Securities and Exchange Commission has announced that Japan-based Panasonic Corp. will pay more than $143 million to resolve charges of Foreign Corrupt Practices Act (FCPA) and accounting fraud violations involving its global avionics business. According to the SEC’s […]

Altaba Charged With Failing to Disclose Massive Cybersecurity Breach; Agrees To Pay $35 Million

(HedgeCo.Net) The Securities and Exchange Commission has announced that the entity formerly known as Yahoo! Inc. has agreed to pay a $35 million penalty to settle charges that it misled investors by failing to disclose one of the world’s largest […]

SEC Charges Additional Defendant in Fraudulent ICO Scheme

(HedgeCo.Net) The Securities and Exchange Commission today announced additional fraud charges stemming from an investigation of Centra Tech Inc.’s $32 million initial coin offering. In an amended complaint filed today, the SEC charged one of Centra’s co-founders, Raymond Trapani, in […]

Altaba, Formerly Known as Yahoo!, Charged With Failing to Disclose Massive Cybersecurity Breach; Agrees To Pay $35 Million

(HedgeCo.Net) The Securities and Exchange Commission today announced that the entity formerly known as Yahoo! Inc. has agreed to pay a $35 million penalty to settle charges that it misled investors by failing to disclose one of the world’s largest […]

SEC Proposes to Enhance Protections and Preserve Choice for Retail Investors in Their Relationships With Investment Professionals

(HedgeCo.Net) The Securities and Exchange Commission has voted to propose a package of rulemakings and interpretations designed to enhance the quality and transparency of investors’ relationships with investment advisers and broker-dealers while preserving access to a variety of types of […]

SEC Charges Additional Defendant in Fraudulent ICO Scheme

(HedgeCo.Net) The Securities and Exchange Commission has announced additional fraud charges stemming from an investigation of Centra Tech Inc.’s $32 million initial coin offering. In an amended complaint filed today, the SEC charged one of Centra’s co-founders, Raymond Trapani, in […]

SEC Proposes to Enhance Protections and Preserve Choice for Retail Investors

(HedgeCo.Net) The Securities and Exchange Commission has voted to propose a package of rulemakings and interpretations designed to enhance the quality and transparency of investors’ relationships with investment advisers and broker-dealers while preserving access to a variety of types of […]

SEC Orders Three Investment Advisers to Pay $12 Million to Harmed Clients

(hedgeCo.Net) The Securities and Exchange Commission has announced that three investment advisers have settled charges for breaching fiduciary duties to clients and generating millions of dollars of improper fees in the process. According to the SEC’s orders, PNC Investments LLC, […]

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