Hedge Fund News From HedgeCo.Net


Category Archives: HedgeCo Networks Press Releases

SS&C Creates Exclusive Relationship with HedgeCoVest LLC

The SMArt Xchange service will be available exclusively to Axys, APX, and Black Diamond clients WINDSOR, CT, February 2, 2017 (PR NEWSWIRE) – SS&C Technologies Holdings, Inc. (Nasdaq:SSNC), a global provider of financial services software and software-enabled services, today announced […]

Brokerage Firm Charged With Gatekeeper Failures Related to Pump-and-Dump Scheme

(HedgeCo.NET) The Securities and Exchange Commission today announced administrative proceedings against New York-based brokerage firm Windsor Street Capital and its former anti-money laundering officer John D. Telfer. The SEC’s Enforcement Division alleges that the firm, formerly named Meyers Associates L.P., […]

SEC Announces Charges in Alleged Ponzi Scheme

(HedgeCo.Net) The Securities and Exchange Commission today announced fraud charges against two New York City men accused of running a Ponzi scheme with money raised from investors to fund businesses purportedly created to purchase and resell tickets to such high-demand […]

Citigroup Paying $18 Million for Overbilling Clients

(HedgeCo.NET) The Securities and Exchange Commission today announced that Citigroup Global Markets has agreed to pay $18.3 million to settle charges that it overbilled investment advisory clients and misplaced client contracts. The SEC’s order finds that at least 60,000 advisory […]

Mediatrix Capital Fund Ltd. Launches as Bloomberg-listed Hedge Fund

(HedgeCo.NET) Mediatrix Capital Fund Ltd. launched today as a Bloomberg-listed (Bloomberg Ticker: MCFCLAA BM) , closed-end hedge fund administered by Sterling Fund Services, audited by KPMG, and domiciled in the Bahamas. Parent company Mediatrix Capital will raise $1 billion in […]

Two Former Executives At Och-Ziff Capital Management Group Charged in Bribery Scheme

(HedgeCo.Net) The Securities and Exchange Commission today charged two former executives at Och-Ziff Capital Management Group with being the driving forces behind a far-reaching bribery scheme that violated the Foreign Corrupt Practices Act (FCPA).Och-Ziff and two other executives previously settled […]

SEC Uncovers Cherry-Picking Scheme, Charges Investment Adviser Behind It

(HedgeCo.Net) The Securities and Exchange Commission today announced that a Massachusetts-based investment adviser agreed to be banned from the securities industry after the agency uncovered an illegal cherry-picking scheme through its data analysis used to detect suspicious trading patterns. The […]

Morgan Stanley, Citigroup Charged With Misleading Investors About Forex Trading Program

(HedgeCo.Net) The Securities and Exchange Commission today announced that Morgan Stanley Smith Barney and Citigroup Global Markets have agreed to pay more than $2.96 million apiece to settle charges that they made false and misleading statements about a foreign exchange […]

SEC Announces Fraud Charges, Asset Freeze in Alleged Nursing Home Investment Scheme

(HedgeCo.Net) — The Securities and Exchange Commission today announced fraud charges and an emergency asset freeze obtained against a businessman in South Carolina accused of siphoning funds he raised from investors for the purpose of purchasing or renovating senior housing […]

Napier Park Global Capital Wins Prestigious Long-Term Award from EuroHedge

(HedgeCo.Net) Napier Park Global Capital, a global alternative asset management firm, announced today that its European Credit Opportunities Fund has been awarded the prestigious 2016 Long-Term Performance Award by EuroHedge. The Fund was also nominated for the annual Credit award […]

SEC Establishes Supervisory Cooperation Arrangement With Hong Kong SFC

(HedgeCo.Net) The Securities and Exchange Commission today announced that it has established a comprehensive arrangement with the Hong Kong Securities and Futures Commission (SFC) as part of the SEC’s long-term strategy to enhance the oversight of regulated entities that operate […]

Financial Company Charged With Improper Accounting and Impeding Whistleblowers

(HedgeCo.Net) The Securities and Exchange Commission today announced that Seattle-based financial services company HomeStreet Inc. has agreed to pay a $500,000 penalty to settle charges that it conducted improper hedge accounting and later took steps to impede potential whistleblowers. HomeStreet’s […]

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