Hedge Fund News From HedgeCo.Net

FINRA Reignites Efforts to Oversee Investment Advisers

Reuters – Wall Street’s self-watchdog is banging the drum again about expanding its oversight beyond the brokerage industry, to the businesses of registered investment advisers.

The Financial Industry Regulatory Authority, which has been lobbying for years to expand its reach, was quiet about the issue leading up to the U.S. presidential election.

Read Complete Article

Related Posts Plugin for WordPress, Blogger...
This entry was posted in Syndicated. Bookmark the permalink.

Leave a Reply