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NFA bars John Marc Schwaebe, orders Glenn Swanson to pay fine

(Opalesque) In two separate developments, the National Futures Association (NFA) barred John Marc Schwaebe, a former associated person, from membership for seven years and ordered Chicago, Ill. introducing broker Global Asset Advisors LLC and its principal Glenn Swanson to jointly pay a $200,000 fine. NFA has barred John Marc Schwaebe from NFA membership for seven years and from acting as a principal of an NFA Member for nine years. Schwaebe was an associated person (AP) at the Carlsbad, Calif. branch office of an NFA Member introducing broker (IB).

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