Crestone Capital Advisors LLC, an independent wealth management firm with a singular focus on serving ultra-high-net-worth individuals and families, announced that it has named Jennifer Hardy as Chief Compliance Officer.
Ms. Hardy joined Crestone Capital Advisors in 2006 and most recently served as the firm’s Senior Securities Administrator until she was named Chief Compliance Officer in 2011. As Chief Compliance Officer, Jennifer is responsible for managing the firm’s statutory and regulatory compliance matters as well as broker dealer operations.
“Jennifer has significant experience working with Crestone’s client families to serve their operations and securities needs,” said Doug Bonnette, Principal of Crestone Capital Advisors. “As Chief Compliance Officer, Jennifer brings considerable institutional and regulatory knowledge to our compliance function and we are pleased to expand her role within the firm.”
Prior to joining Crestone, Jennifer served as the Operations Manager/Sales Assistant at Rhodes Securities, Inc., a private brokerage firm in Fort Worth, Texas. She attended Lamar University in Beaumont, TX and is a FINRA Registered Representative holding Series 4, 7, 24, 53, and 66 licenses.
About Crestone Capital Advisors LLC
Crestone Capital Advisors LLC, through its registered affiliates, provides fully integrated investment management and wealth advisory services to a select group of ultra high net-worth clients. Crestone helps clients protect and enhance their wealth, simplify their financial lives and achieve their evolving personal and financial goals. Crestone’s services include investment strategy and management, estate and philanthropic planning, income tax planning and reporting, financial and cash flow planning, and investment portfolio reporting.
Crestone Asset Management LLC, the firm’s Registered Investment Advisor subsidiary, has been recognized by Wealth Manager magazine as one of the top investment advisory firms in the country. Crestone currently advises more than $835 million of client assets and serves 39 client families.