(Opalesque) Sani Jackson, London-based director at Optima Partners, a global regulatory compliance and risk management firm, warms UK-based fund managers of some (non-Brexit related) regulatory issues they cannot ignore this year. The UK FCA’s Senior Managers and Certification Regime (SM&CR) is coming in in December 2019. It could mean a lot of work for asset managers, depending on their size, she tells Opalesque.
UK Hedge Funds To Prepare Their Senior Managers For New Regulatory Regime
This entry was posted in Syndicated. Bookmark the permalink.