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SEC Targets Hedge Fund Compliance Officers

WSJ – Securities regulators may have a new target in their sights: compliance officers at hedge-funds.

Nearly two years after hedge-fund and other private-fund advisers of a certain size were required to register with the Securities and Exchange Commission and have chief compliance officers, the agency is increasingly looking to hold compliance officers personally liable, says Marc Elovitz, a partner at Schulte Roth & Zabel LLP in New York.

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