Hedge Fund Blogs From HedgeCo.Net


Category Archives: hedge fund regulation

How to use Regulation A+ to raise up to $50 million capital

When the Securities and Exchange Commission (SEC) approved the changes to Regulation A, it has generated lots of debate and discussion. The new rules on Regulation A+  took effect last  June 19th. The rules are expected to create a new category of quasi-IPO. This will enable companies to raise money from the public at less expense compared to a regular IPO.There […]

Essential Building Blocks to Hedge Fund Cyber Risk Management

The following article originally appeared in HFMWeek’s Cyber Compliance Focus. It’s not enough to have strong security policies. And it’s not enough to have robust technologies in place to ward off cyber threats. In truth, it’s not even enough to have both of these. An effective cybersecurity program, rather, can only be achieved through a consistent and comprehensive strategy that […]

Top 10 Rules of Thumb for Startups

In my more than 20 years as a serial entrepreneur and investor, I have seen a few common mistakes among startups and entrepreneurs. Here are some tips to fix those mistakes: 1. Know What You Don’t Know When I visited New Zealand, I found that majority of their small and medium-sized enterprises had no board advisors at all. This is […]

Five Ways to Impress Hedge Fund Investors at Your Next Due Diligence Meeting

Operational due diligence meetings have become impactful moments for hedge funds to impress both current and potential investors. Firms have the ability to answer questions, alleviate fears and market themselves in a one-on-one setting that affords more opportunity than a completed due diligence questionnaire and an up-to-date performance sheet. But how can today’s hedge funds truly set themselves apart and […]

Social Engineering: The Human Factor to Hedge Fund Hacks

The following article was written by Mark Coriaty, Chief Strategy Officer for Eze Castle Integration, and originally published as part of Opalesque’s ‘Other Voices’.  As financial firms become increasingly interconnected and globalized, their dependence on cyberspace has skyrocketed. While this amplified reliance on the infobahn has accelerated productivity and growth, it has also exposed firms to larger risks, such as […]

DITMo: Minimum Wage WARNING to States

Subsistence, livable wage and minimum wage as monetary terms differ. A person working forty hours weekly supporting an average household should set the minimum bar in the free market for wages enough to provide for that household. This is a livable wage. It seems that a free market natural minimum guideline for a forty hour worker would approximate a basic […]

Investment Management Tip: Communication is Vital for Business Continuity

Investment managers need to learn a lot about business continuity planning. The SEC not only highlights the importance of being able to access critical systems and applications during a disruption, but also the priority of effective communication. In business continuity planning it is important to communicate with your employees before, during and after an incident. By doing so, you set […]

Five Points from SEC’s 2016 Business Continuity Guidance Update

        In June 2016, the SEC delivered a guidance update for registered advisers regarding how funds (and their service providers) plan for potential business disruptions. Following are key takeaways from Eze Castle Integration’s Certified BCP Planners on how hedge funds and private equity firms can meet the SEC’s expectations around business continuity practices. Capture All Essential Components of […]

How to Create A Cyber Security Culture + Employee Security Awareness

Did you hear the story of the Central Bank of Bangladesh that lost $100 million to hackers? It happened in February 2016 and goes like this. The bank believes Chinese hackers executed a hack that allowed $100 million to be taken from the bank’s foreign exchange account at the Federal Reserve Bank of New York. This is just the latest […]

Wall Street’s Most Thankless Job – Compliance Officer

February 3, 2016 Dear Friends, This morning the Wall Street Journal published an article on ” The Most Thankless Job on Wall Street” – compliance officer. According to the article, recent enforcement actions that have found compliance officers personally liable are driving experienced people to be more cautious about the profession – compliance officers say they feel unfairly singled out. […]